SEC Form 4 · accession 0001012975-15-000825
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M McVey
Officer — Chairman & CEO · Director
Period of report
Dec 11, 2015
Accepted (ET)
Dec 11, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per shareF1 | Dec 11, 2015 | M | 92,419 | — | A | 1,093,827 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | — | Dec 11, 2015 | M | 92,419 | D | — | — | Common Stock | 92,419 | 24,240 | D |
Explanation of responses
- F1Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any ten consecutive trading days during the period from January 15, 2015 to January 15, 2020. On December 11, 2015, the Company issued 92,419 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest in equal installments on January 15, 2019 and January 15, 2020.