SEC Form 4 · accession 0001012975-15-000760
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M McVey
Officer — Chairman & CEO · Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 10, 2015 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per shareF2 | Nov 9, 2015 | S | 940 | $98.3235 | D | 1,050,468 | D | |
| Common Stock, par value $0.003 per shareF3 | Nov 9, 2015 | S | 26,114 | $99.0625 | D | 1,024,354 | D | |
| Common Stock, par value $0.003 per shareF4 | Nov 9, 2015 | S | 2,200 | $99.7655 | D | 1,022,154 | D | |
| Common Stock, par value $0.003 per shareF5 | Nov 10, 2015 | S | 7,789 | $97.9822 | D | 1,014,365 | D | |
| Common Stock, par value $0.003 per shareF6 | Nov 10, 2015 | S | 2,957 | $98.9429 | D | 1,011,408 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2These transactions were executed in multiple trades at prices ranging from $97.50 and $98.46. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F3These transactions were executed in multiple trades at prices ranging from $98.51 and $99.48. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F4These transactions were executed in multiple trades at prices ranging from $99.56 and $99.87. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F5These transactions were executed in multiple trades at prices ranging from $97.65 and $98.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F6These transactions were executed in multiple trades at prices ranging from $98.66 and $99.61. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.