SEC Form 4 · accession 0001012975-15-000604
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio L Delise
Officer — Chief Financial Officer
Period of report
Aug 11, 2015
Accepted (ET)
Aug 12, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per share | Aug 11, 2015 | M | 10,000 | $9.95 | A | 57,239 | D | |
| Common Stock, par value $0.003 per shareF1 | Aug 11, 2015 | S | 5,660 | $95.7237 | D | 51,579 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $9.95 | Aug 11, 2015 | M | 10,000 | D | — | Aug 1, 2016 | Common Stock | 10,000 | 30,000 | D |
Explanation of responses
- F1The transactions were executed in multiple trades at prices ranging from $95.50 to $96.22. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F2The option is currently exercisable.