SEC Form 4 · accession 0001012975-15-000149
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M McVey
Officer — Chairman & CEO · Director
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per shareF1 | Feb 18, 2015 | S | 15,222 | $80.2959 | D | 1,121,416 | D | |
| Common Stock, par value $0.003 per shareF2 | Feb 18, 2015 | S | 1,248 | $81.3561 | D | 1,120,168 | D | |
| Common Stock, par value $0.003 per shareF3 | Feb 19, 2015 | S | 2,743 | $80.1139 | D | 1,117,425 | D | |
| Common Stock, par value $0.003 per shareF4 | Feb 20, 2015 | S | 800 | $79.2588 | D | 1,116,625 | D | |
| Common Stock, par value $0.003 per shareF5 | Feb 20, 2015 | A | 14,783 | $0.00 | A | 1,131,408 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These transactions were executed in multiple trades at prices ranging from $80.1 and $81.075. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F2These transactions were executed in multiple trades at prices ranging from $81.23 and $81.61. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F3These transactions were executed in multiple trades at prices ranging from $80.1 and $80.3. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F4These transactions were executed in multiple trades at prices ranging from $79.25 and $79.32. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F5Settlement of performance shares granted January 15, 2014 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. 7,391 shares of restricted stock will vest on January 31, 2016, and 7,392 shares of restricted stock will vest on January 31, 2017.