SEC Form 4 · accession 0001012975-15-000058
MARKETAXESS HOLDINGS INC · MKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio L Delise
Officer — Chief Financial Officer
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 7:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001278021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.003 per shareF1 | Jan 15, 2015 | F | 292 | $70.60 | D | 49,379 | D | |
| Common Stock, par value $0.003 per shareF2 | Jan 15, 2015 | F | 392 | $70.60 | D | 48,987 | D | |
| Common Stock, par value $0.003 per shareF2 | Jan 15, 2015 | F | 1,430 | $70.60 | D | 47,557 | D | |
| Common Stock, par value $0.003 per shareF2 | Jan 15, 2015 | F | 780 | $70.60 | D | 46,777 | D | |
| Common Stock, par value $0.003 per shareF1 | Jan 15, 2015 | F | 636 | $70.60 | D | 46,141 | D | |
| Common Stock, par value $0.003 per shareF1 | Jan 15, 2015 | F | 51 | $70.60 | D | 46,090 | D | |
| Common Stock, par value $0.003 per shareF3 | Jan 15, 2015 | A | 2,763 | $0.00 | A | 48,853 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the surrender of shares to the Company to satisfy Mr. Delise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Delise.
- F2Represents the surrender of shares to the Company to satisfy Mr. Delise's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. Delise.
- F3Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on February 15, 2016 and 33% on each of January 31, 2017 and January 31, 2018.