SEC Form 4 · accession 0001277902-18-000154
MVB FINANCIAL CORP · MVBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry E Dean III
Director
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2018 | M | 62,500 | $16.00 | A | 75,874 | D | |
| Common StockF1 | holding | — | — | — | 194,749 | I | Gift Trust - Spouse Is Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Subordinated Promissory Note | $16.00 | Nov 1, 2018 | M | 62,500 | D | Jun 30, 2015 | Jul 30, 2019 | Common Stock | 62,500 | — | D |
Explanation of responses
- F1Harry Edward Dean III Gift Trust - Sharri Lynn Dean, Trustee