SEC Form 4 · accession 0001277902-18-000021
MVB FINANCIAL CORP · MVBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Brooks
Director
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 40,420 | D | ||
| Common StockF2,F3 | holding | — | — | — | 1,418 | I | Owned By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF4 | $19.65 | Feb 21, 2018 | A | 1,000 | A | Feb 21, 2019 | Feb 21, 2028 | Common Stock | 1,000 | 1,000 | D |
| Common Stock OptionsF5 | $12.85 | holding | — | — | — | Mar 21, 2018 | Mar 21, 2027 | Common Stock | 1,000 | 1,000 | D |
| Common Stock OptionsF6 | $12.50 | holding | — | — | — | Feb 3, 2017 | Feb 3, 2026 | Common Stock | 1,000 | 1,000 | D |
| Common Stock OptionsF7 | $14.90 | holding | — | — | — | Jan 21, 2016 | Jan 21, 2025 | Common Stock | 1,000 | 1,000 | D |
| Common Stock OptionsF8 | $16.00 | holding | — | — | — | Feb 1, 2015 | Feb 1, 2024 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1Includes 118 shares acquired through MVB's Dividend Reinvestment Plan for the period June - December 2017.
- F2Includes 7 shares acquired through MVB's Dividend Reinvestment Plan for the period of June - December 2017.
- F3Owned by Kathy Brooks
- F4Stock Options granted - 1/5 of the shares become exercisable 02/21/19, 02/21/20, 02/21/21, 02/21/22 and 02/21/23, respectively
- F5Stock Options granted - 1/5 of the shares become exercisable 03/21/18, 03/21/19, 03/21/20, 03/21/21 and 03/21/22, respectively
- F6Stock Options granted - 1/5 of the shares become exercisable 02/03/17, 02/03/18, 02/03/19, 02/03/20 and 02/03/21, respectively
- F7Stock Options granted - 1/5 of the shares become exercisable 01/21/16, 01/21/17, 01/21/18, 01/21/19 and 01/21/20, respectively
- F8Stock Options granted - 1/5 of the shares become exercisable 02/01/15, 02/01/16, 02/01/17, 02/01/18 and 02/01/19, respectively