SEC Form 4 · accession 0001181431-15-006846
MVB FINANCIAL CORP · MVBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Christopher Pallotta
Director
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 10:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2015 | J | 681 | $14.50 | A | 111,781 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $16.00 | holding | — | — | — | Feb 1, 2015 | Feb 1, 2024 | Common Shares | 2,000 | 0 | D |
| Convertible Noncumulative Perpetual Preferred - Series B | $16.00 | holding | — | — | — | Jun 30, 2015 | Jul 30, 2017 | Common Shares | 15,625 | 25 | D |
| Common StockF2 | $14.90 | holding | — | — | — | Jan 21, 2016 | Jan 21, 2025 | Common Shares | 1,000 | 0 | D |
Explanation of responses
- F1MVB Stock Options - 1/5 of the shares become available 02/01/15,. 02/01/16, 02/01/17, 02/01/18 and 02/01/19, respectively
- F2MVB Stock Options - 1/5 of the shares become available 01/21/16, 01/21/17, 01/21/18, 01/21/19 and 01/21/20, respectively
- F3Shares purchased thru Voluntary Director Stock Purchase Plan