SEC Form 5 · accession 0001181431-15-002471
MVB FINANCIAL CORP · MVBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry F Mazza
Officer — Executive Officer · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF7 | holding | — | — | — | 85,969 | D | ||
| Common StockF8,F1 | holding | — | — | — | 22,306 | I | owned by - Melissa Mazza |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF9,F6,F10 | $16.00 | Feb 1, 2014 | A | 60,000 | A | Feb 1, 2015 | Feb 1, 2024 | Common Stock | 120,000 | 0 | D |
| Common StockF9,F2,F10 | $7.28 | holding | — | — | — | — | Oct 1, 2015 | Common Stock | 99,000 | 0 | D |
| Common StockF9,F3,F10 | $9.09 | holding | — | — | — | — | Jan 1, 2020 | Common Stock | 66,000 | 0 | D |
| Common StockF9,F4,F10 | $12.00 | holding | — | — | — | — | Dec 31, 2022 | Common Stock | 50,000 | 0 | D |
| Common StockF9,F5,F10 | $12.00 | holding | — | — | — | — | Jan 1, 2023 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1Owned by Melissa Mazza
- F10Total adjusted for 2 for 1 Stock Split 04-01-14
- F2MVB Stock Option - 1/5 of the option becomes exercisable on 07/01/06, 07/01/07, 07/01/08, 07/01/09 and 07/01/10, respectively
- F3MVB Stock Option - 1/5 of the option becomes exercisable on 01/01/11, 01/01/12, 01/01/13, 01/01/14 and 01/01/15, respectively
- F4MVB Stock Option - 1/5 of the option becomes exercisable on 12/31/13, 12/31/14, 12/31/15, 12/31/16 and 12/31/17, respectively
- F5MVB Stock Options - 1/5 of the option becomes exercisable on 01/01/14, 01/01/15,01/01/16, 01/01/17 and 01/01/18, respectively
- F6MVB Stock Options - 1/5 of the options become available on 02/01/15, 02/01/16, 02/01/17, 02/01/18 and 02/01/19, respectively
- F7Includes .5506 shares acquired thru DRIP 06/16/2014 and allows for 2 for 1 split 04/01/2014
- F8Includes .0050 shares acquired thru DRIP 06/16/2014 and allows for 2 for 1 split 04/01/2014
- F9Price adjusted for 2 for 1 Stock Split 04-01-14