SEC Form 5 · accession 0001181431-15-002453
MVB FINANCIAL CORP · MVBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick R Esposito II
Officer — SVP
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF3 | holding | — | — | — | 16,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF4,F2,F3 | $12.00 | holding | — | — | — | Mar 11, 2014 | Mar 11, 2023 | jCommon Stock | 10,000 | 0 | D |
| Common StockF4,F1,F3 | $16.00 | holding | — | — | — | Dec 31, 2014 | Dec 31, 2023 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1MVB Stock Options - 1/5 of the options become excercisable on 12/31/14, 12/31/15, 12/31/16, 12/31/17 and 12/31/18, respectively
- F2MVB Stock Options - 1/5 of the options become exercisable on 03/11/14, 03/11/15, 03/11/16, 03/11/17 and 03/11/18 respectively
- F3Adjusted total for stock split 04/01/14
- F4Adjusted price for stock split 04/01/14