SEC Form 5 · accession 0001181431-15-001418
MVB FINANCIAL CORP · MVBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Brooks
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 23, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | holding | — | — | — | 39,402 | D | ||
| Common StockF5,F1 | holding | — | — | — | 1,389 | I | Owned by Spouse | |
| Common StockF6,F2 | holding | — | — | — | 1,490 | I | Owned by Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stockF7,F3 | $16.00 | Feb 1, 2014 | A | 2,000 | A | Feb 1, 2015 | Feb 1, 2024 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Owned by Kathy Brooks
- F2Owned by William Brooks
- F3Stock Options granted. 1/5 of shares become exercisable 02/01/15, 02/01/16, 02/01/17, 02/01/18 and 02/01/19, respectively
- F4Total adjusted for 2 for 1 split 04-01-14 and 61.8957 shares acquired thru DRIP 06/15/14.
- F5Total adjusted for 2 for 1 split 04-01-14 and 3.4644 shares acquired thru DRIP 06/15/14
- F6Total adjusted for 2 for 1 split 04-01-14
- F7Option price & number of shares adjusted for stock split 04-01-14