SEC Form 4 · accession 0001181431-15-001417
MVB FINANCIAL CORP · MVBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Cava Jr.
Director
Period of report
Jan 21, 2015
Accepted (ET)
Jan 23, 2015 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | holding | — | — | — | 86,623 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF4 | $14.90 | Jan 21, 2015 | A | 1,000 | A | Jan 21, 2016 | Jan 21, 2025 | Common Stock | 1,000 | 0 | D |
| Common StockF1 | $16.00 | holding | — | — | — | Feb 1, 2015 | Feb 1, 2024 | Common Stock | 2,000 | 0 | D |
| Convertible Subordinated Promissory NoteF2 | $16.00 | holding | — | — | — | Jun 30, 2015 | Jul 30, 2019 | Common Stock | 62,500 | — | D |
Explanation of responses
- F1Stock Options granted. 1/5 of shares become exercisable 02/01/15, 02/01/16, 02/01/17, 02/01/18 and 02/01/19, respectively
- F2Convertible Subordinated Promissory Note
- F3Includes 90.6598 shares acquired thru DRIP 01/06/2015
- F4Stock Options granted. 1/5 of shares become exercisable 01/21/16, 01/21/17, 01/21/18, 01/21/19 and 01/21/20, respectively