SEC Form 5 · accession 0001181431-15-001405
MVB FINANCIAL CORP · MVBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jimmy D Staton
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 23, 2015 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 116,774 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Subordinated Promissory Note | $16.00 | Jun 30, 2014 | J | — | A | Jun 30, 2015 | Jul 30, 2019 | Common Stock | 62,500 | — | D |
| Common StockF1 | $16.00 | holding | — | — | — | Feb 1, 2015 | Feb 1, 2024 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1MVB Stock Options - 1/5 of the shares become available 02/01/15,. 02/01/16, 02/01/17, 02/01/18 and 02/01/19, respectively
- F2Convertible Subordinated Promissory Note