SEC Form 4 · accession 0001127602-17-012741
MVB FINANCIAL CORP · MVBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry E Dean III
Director
Period of report
Mar 21, 2017
Accepted (ET)
Mar 23, 2017 · 12:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 15, 2017 | J | 344 | $13.53 | A | 186,647 | I | Gift Trust - Spouse Is Trustee |
| Common Stock | holding | — | — | — | 16,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF3 | $12.85 | Mar 21, 2017 | A | 2,000 | A | Mar 21, 2018 | Mar 21, 2027 | Common Stock | 2,000 | 2,000 | D |
| Common Stock OptionsF4 | $12.50 | holding | — | — | — | Feb 3, 2017 | Feb 3, 2026 | Common Stock | 10,000 | 10,000 | D |
| Common Stock OptionsF5 | $13.50 | holding | — | — | — | Mar 2, 2016 | Mar 2, 2025 | Common Stock | 2,000 | 2,000 | D |
| Common Stock OptionsF6 | $16.00 | holding | — | — | — | Feb 21, 2015 | Feb 21, 2024 | Common Stock | 3,000 | 3,000 | D |
| Common Stock OptionsF7 | $12.00 | holding | — | — | — | Jan 1, 2014 | Jan 1, 2023 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Shares acquired through the Dividend Reinvestment Plan
- F2Harry Edward Dean III Gift Trust - Sharri Lynn Dean, Trustee
- F3Stock Options granted - 1/5 of the shares become exercisable 03/21/18, 03/21/19, 03/21/20, 03/21/21 and 03/21/22, respectively
- F4Stock Options granted - 1/5 of the shares become exercisable 02/03/17, 02/03/18, 02/03/19, 02/03/20 and 02/03/21, respectively.
- F5Stock Options granted - 1/5 of the shares become exercisable 03/02/16, 03/02/17, 03/02/18, 03/02/19 and 03/02/20, respectively
- F6Stock Options granted - 1/5 of the shares become exercisable 02/21/15, 02/21/16, 02/21/17, 02/21/18 and 02/21/19, respectively
- F7Stock Options granted - 1/5 of the shares become exercisable 01/01/14, 01/01/15, 01/01/16, 01/01/17 and 01/01/18, respectively