SEC Form 4 · accession 0001127602-16-063072
MVB FINANCIAL CORP · MVBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald T Robinson
Officer — Executive VP & CFO
Period of report
Sep 21, 2016
Accepted (ET)
Sep 22, 2016 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 18, 2016 | J | 1 | $13.79 | A | 12,870 | D | |
| Common Stock | Jun 15, 2016 | J | 1 | $12.89 | A | 12,871 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF2 | $13.25 | Sep 21, 2016 | A | 100,000 | A | Sep 21, 2017 | Sep 21, 2026 | Common Stock | 100,000 | 100,000 | D |
| Common Stock OptionsF3 | $12.50 | holding | — | — | — | Feb 3, 2017 | Feb 3, 2026 | Common Stock | 15,000 | 15,000 | D |
| Common Stock OptionsF4 | $16.00 | holding | — | — | — | Dec 31, 2014 | Dec 31, 2023 | Common Stock | 50,000 | 50,000 | D |
| Common Stock OptionsF5 | $12.00 | holding | — | — | — | Jan 1, 2014 | Jan 1, 2023 | Common Stock | 15,000 | 15,000 | D |
| Common Stock OptionsF6 | $12.00 | holding | — | — | — | Dec 31, 2013 | Dec 31, 2022 | Common Stock | 15,000 | 15,000 | D |
| Common Stock OptionsF7 | $11.00 | holding | — | — | — | Jan 1, 2013 | Jan 1, 2022 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Shares acquired through the Dividend Reinvestment Plan
- F2Stock Options granted - 1/5 of options become exercisable on 09/21/2017, 09/21/2018, 09/21/2019, 09/21/2020 and 09/21/2021, respectively
- F3Stock Options granted - 1/5 of shares become exercisable 02/03/17, 02/03/18, 02/03/19, 02/03/20 and 02/03/21, respectively.
- F4Stock Options granted - 1/5 of options become excercisable on 12/31/14, 12/31/15, 12/31/16, 12/31/17 and 12/31/18, respectively
- F5Stock Options granted - 1/5 of option becomes excercisable on 01/01/2014, 01/01/2015, 01/01/2016, 01/01/2017 and 01/01/2018, respectively
- F6Stock Options granted - 1/5 of option becomes excercisable on 12/31/2013, 12/31/2014, 12/31/2015, 12/31/2016 and 12/31/2017, respectively
- F7Stock Options granted - 1/5 of option becomes excercisable on 01/01/2013, 01/01/14, 01/01/15, 01/01/16 and 01/01/17, respectively