SEC Form 4/A · accession 0001127602-16-046054
MVB FINANCIAL CORP · MVBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Harry E Dean III
Director
Period of report
Feb 3, 2016
Accepted (ET)
Mar 11, 2016 · 12:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277902
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF1 | $12.50 | Feb 3, 2016 | A | 10,000 | A | Feb 3, 2017 | Feb 3, 2026 | Common Stock | 10,000 | 10,000 | D |
| Common Stock OptionsF2 | $13.50 | holding | — | — | — | Mar 2, 2016 | Mar 2, 2025 | Common Stock | 2,000 | 2,000 | D |
| Common Stock OptionsF3,F4 | $16.00 | holding | — | — | — | Feb 21, 2015 | Feb 21, 2024 | Common Stock | 3,000 | 3,000 | D |
| Common Stock OptionsF4,F5 | $12.00 | holding | — | — | — | Jan 1, 2014 | Jan 1, 2023 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Stock Options granted - 1/5 of shares become exercisable 02/03/17, 02/03/18, 02/03/19, 02/03/20 and 02/03/21, respectively.
- F2Stock Options granted - 1/5 of the options become exercisable 03/02/16, 03/02/17, 03/02/18, 03/02/19 and 03/02/20, respectively
- F3Stock Options granted - 1/5 of the options become exercisable 02/21/15, 02/21/16, 02/21/17, 02/21/18 and 02/21/19, respectively
- F4Share amount and price adjusted for the 2 for 1 stock split April 1, 2014
- F5Stock Options granted - 1/5 of shares become exercisable 01/01/14, 01/01/15, 01/01/16, 01/01/17 and 01/01/18, respectively