SEC Form 4/A · accession 0001127602-16-039833
MVB FINANCIAL CORP · MVBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Larry F Mazza
Officer — Executive Officer · Director
Period of report
Aug 18, 2015
Accepted (ET)
Feb 5, 2016 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2015 | M | 99,000 | $7.28 | A | 184,970 | D | |
| Common Stock | Aug 18, 2015 | F | 56,820 | $15.45 | D | 128,150 | D | |
| Common StockF2,F3 | holding | — | — | — | 22,305 | I | Owned By - Melissa Mazza |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF4,F5 | $7.28 | Aug 18, 2015 | M | 99,000 | D | Jul 1, 2006 | Oct 1, 2015 | Common Stock | 99,000 | 0 | D |
| Common Stock OptionsF4,F6 | $16.00 | holding | — | — | — | Feb 1, 2015 | Feb 1, 2024 | Common Stock | 120,000 | 120,000 | D |
| Common Stock OptionsF4,F7 | $12.00 | holding | — | — | — | Jan 1, 2014 | Jan 1, 2023 | Common Stock | 50,000 | 50,000 | D |
| Common Stock OptionsF4,F8 | $12.00 | holding | — | — | — | Dec 31, 2013 | Dec 31, 2022 | Common Stock | 50,000 | 50,000 | D |
| Common Stock OptionsF4,F9 | $9.09 | holding | — | — | — | Jan 1, 2011 | Jan 1, 2020 | Common Stock | 66,000 | 66,000 | D |
Explanation of responses
- F1Includes 1.1797 shares acquired through a Dividend Reinvestment Plan 01/06/15 and 06/18/15
- F2Includes .0107 shares acquired through a Dividend Reinvestment Plan 01/06/15 and 06/18/15
- F3Owned by Melissa Mazza
- F4Total price and # of shares adjusted for 2 for 1 Stock Split 04-01-14
- F5Stock Option granted - 1/5 of option became excercisable on 07/01/06, 07/01/07, 07/01/08, 07/01/09 and 07/01/10, respectively
- F6Stock Options granted - 1/5 of the options become available on 02/01/15, 02/01/16, 02/01/17, 02/01/18 and 02/01/19, respectively
- F7Stock Options granted - 1/5 of the option becomes exercisable on 01/01/14, 01/01/15,01/01/16, 01/01/17 and 01/01/18, respectively
- F8Stock Options granted - 1/5 of the option becomes exercisable on 12/31/13, 12/31/14, 12/31/15, 12/31/16 and 12/31/17, respectively
- F9Stock Options granted - 1/5 of the option becomes exercisable on 01/01/11, 01/01/12, 01/01/13, 01/01/14 and 01/01/15, respectively
Remarks
This form has been corrected due to an error in calculation and to add other option holdings