SEC Form 4 · accession 0001127602-16-054816
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G. Patrick Phillips
Director
Period of report
Jun 3, 2016
Accepted (ET)
Jun 6, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 3, 2016 | G | 5,000 | — | D | 17,735 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 3,647 | 3,647 | D |
Explanation of responses
- F1The filer gifted 5,000 shares to the Foundation for the Carolinas (FFTC).
- F2Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F3Restricted Stock Units awarded to Mr. Philips in connection with his anticipated service as a director for the Company in 2016. The forfeiture restrictions on the units shall lapse on March 10, 2017, and each restricted stock unit will convert into one share of Cardtronics common stock at that time. In the event that Mr. Philips's service as a director ends prior to such date, the units will be forfeited back to the Company.