SEC Form 4 · accession 0001127602-16-047635
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Lynch
Director
Period of report
Mar 24, 2016
Accepted (ET)
Mar 28, 2016 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2016 | M | 3,269 | — | A | 3,269 | I | Held in trust by Cardtronics, Inc. pursuant to Deferred Compensation Plan |
| Common Stock | holding | — | — | — | 25,359 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 24, 2016 | M | 3,269 | D | — | — | Common Stock | 3,269 | 3,647 | D |
Explanation of responses
- F1Prior to the time this award was granted, Mr. Lynch made an election to treat it as deferred compensation under a plan adopted by Cardtronics in accordance with the Employment Retirement Income Security Act of 1974, as amended (the "Plan"). As such, while these shares have now been earned by him, Cardtronics will hold them in trust under the terms of the Plan until the designated delivery date or event as designated by Mr. Lynch under the Plan occurs.
- F2Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.