SEC Form 4 · accession 0001127602-16-045172
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Walker Dove
Officer — Pres. North American Bus. Gp.
Period of report
Mar 2, 2016
Accepted (ET)
Mar 7, 2016 · 12:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2016 | A | 20,165 | — | A | 63,060 | D | |
| Common Stock | Mar 2, 2016 | F | 5,528 | $34.32 | D | 57,532 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 37,500 | 37,500 | D |
Explanation of responses
- F1Performance awards granted to Mr. Dove pursuant to the terms of his Employment Agreement dated September 1, 2013.
- F2Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F3In accordance with Mr. Dove's employment agreement and subject to the terms thereof, his award of time based restricted stock units convert into common stock as follows: 25% on each of the 1st, 2nd, and 3rd anniversary of his employment agreement and the remaining 25% on February 28, 2017.