SEC Form 4 · accession 0001127602-16-042159
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Michael McCarthy
Officer — Chief Information Officer
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2016 | S | 3,033 | $30.00 | D | 32,898 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 18,722 | 18,722 | D |
Explanation of responses
- F1Shares sold pursuant to Mr. McCarthy's Rule 10b5-1 Plan dated November 5, 2015.
- F2Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F3Owner granted restricted stock units under Cardtronics' annual Long Term Equity Incentive Plans. Units are subject to the terms of said plans and each unit thereunder automatically converts to a share of common stock at the rate of 50%, 25% and 25% of the ottal units granted on January 31st of the 2nd, 3rd, and 4th year following the plan year.