SEC Form 4 · accession 0001127602-16-039377
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Simpson-Dent
Officer — Managing Director-CATM Europe
Period of report
Jan 31, 2016
Accepted (ET)
Feb 3, 2016 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2016 | M | 12,769 | — | A | 20,748 | D | |
| Common Stock | Jan 31, 2016 | F | 6,002 | $30.81 | D | 14,746 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 31, 2016 | M | 12,769 | D | — | — | Common Stock | 12,769 | 65,009 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2These RSUs were granted pursuant to the annual Cardtronics Long Term Equity Incentive Plans for the year 2014 and are subject to the terms thereof, including forfeiture. These units convert into Cardtronics common stock as follows: 50% on second anniversary date of the applicable plan; 25% on the 3rd anniversary date and 25% on the 4th anniversary date.