SEC Form 4 · accession 0001127602-16-039370
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Chris Brewster
Officer — Chief Financial Officer
Period of report
Jan 31, 2016
Accepted (ET)
Feb 3, 2016 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2016 | M | 27,832 | — | A | 86,657 | D | |
| Common Stock | Jan 31, 2016 | F | 7,740 | $30.3819 | D | 78,917 | D | |
| Common Stock | Feb 1, 2016 | M | 6,305 | $30.0791 | A | 85,222 | D | |
| Common Stock | Feb 1, 2016 | S | 6,305 | $30.0791 | D | 78,917 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 31, 2016 | M | 27,832 | D | — | — | Common Stock | 27,832 | 28,995 | D |
| Options | $10.5478 | Feb 1, 2016 | M | 6,305 | D | Mar 6, 2010 | Mar 6, 2016 | Common Stock | 6,305 | 6,305 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2Shares sold pursuant to Mr. Brewster's Rule 10b5-1 Plan dated August 28, 2015
- F3These RSUs were granted pursuant to the annual Cardtronics Long Term Equity Incentive Plans for the years 2012-2014 and are subject to the terms thereof, including forfeiture. These units convert into Cardtronics common stock as follows: 50% on second anniversary date of the applicable plan; 25% on the 3rd anniversary date and 25% on the 4th anniversary date.