SEC Form 4 · accession 0001127602-16-039360
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Michael McCarthy
Officer — Chief Information Officer
Period of report
Jan 31, 2016
Accepted (ET)
Feb 3, 2016 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2016 | M | 14,527 | — | A | 39,903 | D | |
| Common Stock | Jan 31, 2016 | F | 3,972 | $30.5859 | D | 35,931 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 31, 2016 | M | 14,527 | D | — | — | Common Stock | 14,527 | 18,722 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2These RSUs were granted pursuant to the annual Cardtronics Long Term Equity Incentive Plans for the years 2012-2014 and are subject to the terms thereof, including forfeiture. These units convert into Cardtronics common stock as follows: 50% on second anniversary date of the applicable plan; 25% on the 3rd anniversary date and 25% on the 4th anniversary date.