SEC Form 4/A · accession 0001127602-15-034271
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
J Chris Brewster
Officer — Chief Financial Officer
Period of report
Nov 20, 2015
Accepted (ET)
Dec 16, 2015 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2015 | M | 10,000 | $10.5478 | A | 68,825 | D | |
| Common StockF3 | Nov 20, 2015 | S | 10,000 | $36.1402 | D | 58,825 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $10.5478 | Nov 20, 2015 | M | 10,000 | D | Mar 6, 2010 | Mar 6, 2016 | Common Stock | 10,000 | 22,610 | D |
| Restricted Stock UnitsF4,F5 | — | holding | — | — | — | — | — | Common Stock | 56,827 | 56,827 | D |
Explanation of responses
- F1Balance following transaction was incorrectly reflected as 58,825 on the original Form 4 filed on November 23, 2015.
- F2Shares sold pursuant to Mr. Brewster's Rule 10b5-1 Plan dated August 28, 2015
- F3Balance following transaction was incorrectly reflected as 48,825 on the original Form 4 filed on November 23, 2015.
- F4Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F5Owner granted restricted stock units under Cardtronics' annual Long Term Equity Incentive Plans. Units are subject to the terms of said plans and each unit thereunder automatically converts to a share of common stock at the rate of 50%, 25% and 25% of the total units granted on January 31st of the 2nd, 3rd, and 4th year following the plan year.