SEC Form 4 · accession 0001127602-15-026564
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Walker Dove
Officer — Pres. North American Bus. Gp.
Period of report
Sep 1, 2015
Accepted (ET)
Sep 3, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2015 | M | 18,750 | $33.92 | A | 50,761 | D | |
| Common Stock | Sep 1, 2015 | F | 7,866 | $33.92 | D | 42,895 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Sep 1, 2015 | M | 18,750 | D | — | — | Common Stock | 18,750 | 37,500 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2In accordance with Mr. Dove's Employment Agreement and Restrictive Stock Agreement dated September 1, 2013, he was awarded 75,000 restricted stock units and subject to the terms thereof, 25% of these units will convert into one share of Cardtronics common stock on September 1st of each of the following three years, with the final 25% converting on February 28, 2017.
- F3Shares represent converted restricted stock units on a one to one basis previously granted under Mr. Dove's Employment Agreement and Restrictive Stock Agreement.