SEC Form 4 · accession 0001127602-15-024698
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Simpson-Dent
Officer — Managing Director-CATM Europe
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2015 | M | 7,500 | — | A | 11,505 | D | |
| Common Stock | Aug 7, 2015 | F | 3,526 | $34.92 | D | 7,979 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Aug 7, 2015 | M | 7,500 | D | — | — | Common Stock | 7,500 | 77,778 | D |
Explanation of responses
- F1Shares represent converted restricted stock units on a one to one basis previously granted under Mr. Simpson-Dent's Employment Agreement and Restricted Stock Agreement.
- F2Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F3In accordance with Mr. Dent's Employment Agreement and Restrictive Stock Agreement dated August 7, 2013, these 7,500 restricted stock units converted into shares of Cardtronics common stock on the 2nd anniversary date of said agreement.