SEC Form 4 · accession 0001127602-15-014528
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Chris Brewster
Officer — Chief Financial Officer
Period of report
Apr 13, 2015
Accepted (ET)
Apr 15, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 13, 2015 | S | 7,000 | $38.6635 | D | 64,825 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 56,827 | 56,827 | D |
| Options | $10.54 | holding | — | — | — | Mar 6, 2010 | Mar 6, 2016 | Common Stock | 44,227 | 44,227 | D |
Explanation of responses
- F1Shares sold pursuant to the owner's Rule 10b5-1 Plan dated September 4, 2014.
- F2Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F3Owner granted restricted stock units under Cardtronics' 2012, 2013, 2014 and 2015 Long Term Equity Incentive Plans. Units are subject to the terms of said plans and each unit thereunder automatically converts to a share of common stock at the rate of 50%, 25% and 25% of the total units granted on January 31st of the 2nd, 3rd, and 4th year following the plan year.