SEC Form 4 · accession 0001127602-15-012687
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Simpson-Dent
Officer — Managing Director-CATM Europe
Period of report
Mar 24, 2015
Accepted (ET)
Mar 26, 2015 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 4,005 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 24, 2015 | A | 30,173 | A | — | — | Common Stock | 30,173 | 78,212 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 24, 2015 | A | 7,066 | A | — | — | Common Stock | 7,066 | 85,278 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2In accordance with Mr. Dent's Restricted Stock Unit Agreement and subject to the terms thereof, each restricted stock unit will convert into one share of Cardtronics common stock on March 24, 2018.
- F3In accordance with Cardtronics' 2015 Long Term Equity Incentive Plan and subject to the terms thereof, each restricted stock unit will convert into one share of Cardtronics common stock as follows: 50% of the units on January 31, 2017; 25% of the units on January 31, 2018; and 25% of the units on January 31, 2019.