SEC Form 4 · accession 0001127602-15-012656
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juli Spottiswood
Director
Period of report
Mar 24, 2015
Accepted (ET)
Mar 26, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 12,176 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 24, 2015 | A | 3,269 | A | Mar 24, 2016 | — | Common Stock | 3,269 | 3,269 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2Restricted stock units awarded to Ms. Spottiswood in connection with her anticipated service as a director for the Company in 2015. The forfeiture restrictions on the units shall lapse on March 24, 2016, and each restricted stock unit will convert into one share of Cardtronics common stock at that time. In the event that Ms. Spottiswood's service as a director ends prior to such date, the units will be forfeited back to the Company.