SEC Form 4 · accession 0001127602-15-010526
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Walker Dove
Officer — President-Enterprise Growth
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 8:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2015 | A | 25,666 | — | A | 39,060 | D | |
| Common Stock | Mar 4, 2015 | F | 7,049 | $36.47 | D | 32,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 56,250 | 56,250 | D |
Explanation of responses
- F1Performance awards granted to Mr. Dove pursuant to the terms of his Employment Agreement dated September 1, 2013.
- F2Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F3In accordance with Mr. Dove's Employment Agreement and Restrictive Stock Agreement and subject to the terms thereof, 25% of these restricted stock units will convert into one share of Cardtronics common stock on September 1st of each of the following three years, with the final 25% converting on February 28, 2017.