SEC Form 4 · accession 0001127602-15-010045
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E. Brad Conrad
Officer — Chief Accounting Officer
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2015 | S | 2,000 | $36.5908 | D | 20,510 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 6,936 | 6,936 | D |
Explanation of responses
- F1Shares sold pursuant to Mr. Conrad's Rule 10b5-1 Plan dated September 5, 2014.
- F2Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F3These restricted stock units have been granted to Mr. Conrad pursuant to the 2012, 2013 and 2014 Cardtronics Long Term Equity Incentive Plans; with such units converting to common stock in accordance with the following schedule: (i) 50% on January 31st of the second year after the plan date; and (ii) 25% on each January 31st of the 3rd and 4th years after the plan date.