SEC Form 4 · accession 0001127602-15-004036
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Michael McCarthy
Officer — Chief Information Officer
Period of report
Jan 31, 2015
Accepted (ET)
Feb 3, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2015 | M | 7,015 | — | A | 31,819 | D | |
| Common Stock | Jan 31, 2015 | F | 1,919 | $33.97 | D | 29,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 31, 2015 | M | 7,015 | D | — | — | Common Stock | 7,015 | 9,603 | D |
Explanation of responses
- F1Shares represent converted restricted stock units on a one to one basis previously granted under the Company's Long Term Equity Incentive Program.
- F2Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F3Owner granted restricted stock units under Cardtronics' 2013 Long Term Equity Incentive Plans. Units are subject to the terms of said plans and each unit thereunder automatically converts to a share of common stock at the rate of 50%, 25% and 25% of the total units granted on January 31st of the 2nd, 3rd, and 4th year following the plan year.