SEC Form 4 · accession 0001127602-15-004010
CARDTRONICS INC · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A. Rathgaber
Officer — Chief Executive Officer · Director
Period of report
Jan 31, 2015
Accepted (ET)
Feb 3, 2015 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001277856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2015 | M | 68,402 | — | A | 266,796 | D | |
| Common Stock | Jan 31, 2015 | F | 24,478 | $33.97 | D | 242,318 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 31, 2015 | M | 68,402 | D | — | — | Common Stock | 68,402 | 62,879 | D |
Explanation of responses
- F1Shares represent converted restricted stock units on a one to one basis previously granted under the Company's Long Term Equity Incentive Program.
- F2Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F3Owner granted restricted stock units under Cardtronics' 2011, 2012, and 2013 Long Term Equity Incentive Plans. Units are subject to the terms of said plans and each unit thereunder automatically converts to a share of common stock at the rate of 50%, 25% and 25% of the total units granted on January 31st of the 2nd, 3rd, and 4th year following the plan year.