SEC Form 4 · accession 0001628280-16-016912
HANSEN MEDICAL INC · HNSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Sheahan
Officer — VP, Regulatory, Clinical & QA
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 2:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2016 | M | 357 | $0.00 | A | 5,572 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | — | Jun 1, 2016 | M | 357 | D | — | — | Common Stock | 357 | 3,213 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.
- F2The first 25% of the units vested on September 1, 2015. An additional 6.25% vest on March 1, June 1, September 1 and December 1 thereafter, assuming continued employment through the applicable vesting dates.
- F3The units will be forfeited and cancelled to the extent that they have not vested before termination of employment.