SEC Form 4 · accession 0001276591-16-000018
HANSEN MEDICAL INC · HNSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cary Guy Vance
Officer — President and CEO · Director
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276591
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | — | Feb 2, 2016 | A | 125,000 | A | — | — | Common Stock | 125,000 | 125,000 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.
- F2The first 25% of the units are scheduled to vest on March 1, 2017, and an additional 6.25% of the unis are scheduled to vest on each March 1, June 1, September 1, and December 1 thereafter, assuming continued employment through the applicable vesting date.
- F3The units will be forfeited and cancelled to the extent that they have not vested before termination of employment.