SEC Form 4/A · accession 0001276591-16-000008
HANSEN MEDICAL INC · HNSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brian Sheahan
Officer — VP, Regulatory, Clinical & QA
Period of report
Oct 14, 2014
Accepted (ET)
Feb 4, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276591
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3,F4 | — | Oct 14, 2014 | A | 5,714 | A | — | — | Common Stock | 5,714 | 5,714 | D |
Explanation of responses
- F1The original Form 4 filed on October 14, 2014 incorrectly categorized the award as a common stock award and not a restricted stock unit. This filing correctly categorizes the initial award as a restricted stock unit with the terms and conditions of that grant. The number of shares reflect a reverse stock split of ten-for-one effective on September 22, 2015. No other changes have been made to the original Form 4.
- F2Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.
- F3The first 25% of the units vested on September 1, 2015. Of the remaining 75% of the units, an additional 6.25% of the units vested on December 1, 2015 and 6.25% of the units are scheduled to vest on March 1, June 1, September 1 and December 1 thereafter, assuming continued employment through the applicable vesting dates.
- F4The units will be forfeited and cancelled to the extent that they have not vested before termination of employment.