SEC Form 4 · accession 0001209191-15-027874
HANSEN MEDICAL INC · HNSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cary Guy Vance
Officer — President and CEO · Director
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276591
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | — | Mar 17, 2015 | A | 238,494 | A | — | — | Common Stock | 238,494 | 238,494 | D |
Explanation of responses
- F1(1) Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.
- F2(2) The first 25% of the units are scheduled to vest on June 1, 2015, and an additional 6.25% of the units are scheduled to vest on each March 1, June 1, September 1 and December 1 thereafter, assuming continued employment through the applicable vesting dates.
- F3(3) The units will be forfeited and cancelled to the extent that they have not vested before termination of employment.