SEC Form 4/A · accession 0001140361-15-020806
HANSEN MEDICAL INC · HNSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Period of report
May 12, 2015
Accepted (ET)
May 18, 2015 · 9:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276591
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF6,F1,F8 | May 12, 2015 | P | 12,593,473 | $0.65 | A | 30,907,331 | I | See footnotes |
| Common Stock, par value $0.0001 per shareF6,F2,F8 | May 12, 2015 | P | 3,935,205 | $0.65 | A | 8,543,784 | I | See footnotes |
| Common Stock, par value $0.0001 per shareF6,F3,F8 | May 12, 2015 | P | 2,361,532 | $0.65 | A | 4,928,478 | I | See footnotes |
| Common Stock, par value $0.0001 per share | holding | — | — | — | 226,598 | D | ||
| Common Stock, par value $0.0001 per shareF4,F8 | holding | — | — | — | 39,500 | I | See footnotes | |
| Common Stock, par value $0.0001 per shareF5,F8 | holding | — | — | — | 190,500 | I | See footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series E WarrantF7,F1,F8 | $0.975 | May 12, 2015 | J | 12,308,000 | A | Mar 11, 2015 | Mar 11, 2017 | Common Stock | 12,308,000 | 12,308,000 | I |
| Series E WarrantF7,F2,F8 | $0.975 | May 12, 2015 | J | 3,846,000 | A | Mar 11, 2015 | Mar 11, 2017 | Common Stock | 3,846,000 | 3,846,000 | I |
| Series E WarrantF7,F3,F8 | $0.975 | May 12, 2015 | J | 2,308,000 | A | Mar 11, 2015 | Mar 11, 2017 | Common Stock | 2,308,000 | 2,308,000 | I |
| Series D WarrantF1,F8 | $1.13 | holding | — | — | — | Feb 11, 2015 | Aug 11, 2019 | Common Stock | 1,431,983 | 1,431,983 | I |
| Series D WarrantF2,F8 | $1.13 | holding | — | — | — | Feb 11, 2015 | Aug 11, 2019 | Common Stock | 360,350 | 360,350 | I |
| Series D WarrantF3,F8 | $1.13 | holding | — | — | — | Feb 11, 2015 | Aug 11, 2019 | Common Stock | 200,712 | 200,712 | I |
Explanation of responses
- F1See Exhibit 99.1
- F2See Exhibit 99.1
- F3See Exhibit 99.1
- F4See Exhibit 99.1
- F5See Exhibit 99.1
- F6See Exhibit 99.1
- F7See Exhibit 99.1
- F8See Exhibit 99.1
Remarks
This Form 4/A amends the Form 4 filed by the Reporting Persons on May 14, 2015 to make a minor correction to the reported number of shares acquired upon the conversion of the Company's Series A Convertible Participating Preferred Stock, par value $0.0001 per share, as described in Footnote 6 hereto. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information and Signatures