SEC Form 4 · accession 0002012721-26-000006
GENWORTH FINANCIAL INC · GNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samir B. Shah
Officer — Pres. & CEO, CareScout
Period of report
Jul 13, 2026
Accepted (ET)
Jul 14, 2026 · 4:15 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001276520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 13, 2026 | M | 15,965 | — | A | 131,919 | D | |
| Common StockF2 | Jul 13, 2026 | F | 8,160 | $9.47 | D | 123,759 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jul 13, 2026 | M | 15,965 | D | — | — | Common Stock | 15,965 | 0 | D |
Explanation of responses
- F1Restricted Stock Units settle in Common Stock on a 1:1 basis.
- F2The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on July 13, 2026.
- F3Restricted Stock Units vested and converted to Common Stock on July 13, 2026.