SEC Form 4 · accession 0001209191-17-021348
GENWORTH FINANCIAL INC · GNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Sheehan IV
Officer — EVP - Chief Investment Officer
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276520
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 15, 2017 | A | 202,000 | A | — | — | Class A Common Stock | 202,000 | 202,000 | D |
Explanation of responses
- F1Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
- F2Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 15, 2018.