SEC Form 4 · accession 0001209191-15-068039
GENWORTH FINANCIAL INC · GNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Laming
Officer — EVP - Human Resources
Period of report
Aug 26, 2015
Accepted (ET)
Aug 26, 2015 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 26, 2015 | P | 25,000 | $4.50 | A | 61,473 | I | By Family Trust |
| Class A Common Stock | holding | — | — | — | 46,387 | D | ||
| Class A Common Stock | holding | — | — | — | 500 | I | Trust for Child | |
| Class A Common Stock | holding | — | — | — | 500 | I | Trust for Child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price indicated is the weighted average purchase price as a result of a series of broker-assisted transactions ranging in price from $4.495 to $4.50 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.