SEC Form 4 · accession 0001209191-15-000991
GENWORTH FINANCIAL INC · GNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Parke
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276520
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F1 | — | Dec 31, 2014 | A | 6,916 | A | — | — | Class A Common Stock | 6,916 | 152,302 | D |
Explanation of responses
- F1Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.
- F2The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $8.3145 per share of Class A Common Stock.