SEC Form 4 · accession 0001209191-18-063012
Energy Transfer LP · ET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marshall S McCrea III
Officer — President & CCO · Director
Period of report
Dec 17, 2018
Accepted (ET)
Dec 17, 2018 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2 | Dec 17, 2018 | J | 35,701 | $0.00 | D | 2,519,906 | D | |
| Common Units | holding | — | — | — | 45,389 | I | By: Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF3 | — | holding | — | — | — | — | — | Common Units | 537,379 | 537,379 | D |
Explanation of responses
- F1Transfer of units to reporting person's former spouse as a division of marital assets. The reporting person disclaims beneficial ownership of units owned by his former spouse.
- F2The amount of Securities Beneficially Owned has been adjusted to include units acquired through a distribution reinvest plan.
- F3An award of phantom units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan scheduled to vest 60% on December 5, 2020 and 40% on December 5, 2022 that may vest in Partnership units, cash or other securities.