SEC Form 4 · accession 0001209191-18-058539
Energy Transfer LP · ET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelcy L Warren
Officer — CEO · Director
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Nov 12, 2018 | P | 1,500,000 | $15.64 | A | 39,042,084 | D | |
| Common UnitsF2 | Nov 13, 2018 | P | 500,000 | $15.26 | A | 39,542,084 | D | |
| Common UnitsF3 | holding | — | — | — | 10,224,429 | I | By: Kelcy Warren Partners II, LP | |
| Common UnitsF4 | holding | — | — | — | 328,383 | I | By: ET Company, Ltd. | |
| Common UnitsF5 | holding | — | — | — | 98,093,962 | I | By: Kelcy Warren Partners, LP | |
| Common UnitsF6 | holding | — | — | — | 91,585,486 | I | By: Seven Bridges Holdings, LLC | |
| Common Units | holding | — | — | — | 104,166 | I | By: Spouse | |
| Common UnitsF7 | holding | — | — | — | 601,076 | I | By: LE GP, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $15.38 to $15.94, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
- F2The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $14.87 to $15.67, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
- F3The reported units are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- F4The reported units are owned directly by ET Company Ltd. The reported units represent the estimated pro rata interest of Mr. Warren in ET Company Ltd., including through his interest therein held through Three Dawaco, Inc. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- F5The reported units are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- F6The reported units are owned directly by Seven Bridges Holdings LLC a limited liability company owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- F7The reported units are owned directly by LE GP, LLC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.