SEC Form 4 · accession 0001209191-18-002170
Energy Transfer LP · ET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Presley Williams
Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units | holding | — | — | — | 22,216 | D | ||
| Common Units | holding | — | — | — | 2,338,484 | I | By: The William P and Jane C Williams Family Partnership Ltd. | |
| Common Units | holding | — | — | — | 3,032,028 | I | By: The Bar W Barking Cat LTD Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1 | — | Jan 2, 2018 | A | 5,637 | A | — | — | Common Units | 5,637 | 17,960 | D |
Explanation of responses
- F1An award of phantom units granted under the Amended and Restated Energy Transfer Equity, L.P. Long-Term Incentive Plan scheduled to vest 60% on January 2, 2021 and 40% on January 2, 2023 that may vest in Partnership units, cash or other securities and is generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date. The Amended and Restated Energy Transfer Equity, L.P. Long-Term Incentive Plan - approved by the Board of Directors of the Partnership on December 20, 2017 - is pending approval by a majority of the ETE unitholders.