SEC Form 4 · accession 0001209191-16-094020
Energy Transfer LP · ET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas P Mason
Officer — EVP and General Counsel
Period of report
Jan 14, 2016
Accepted (ET)
Jan 28, 2016 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276187
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Put Option (Right to Sell) | $5.00 | Jan 14, 2016 | P | 1,000,000 | A | Jan 14, 2016 | Feb 16, 2016 | Common Units | 1,000,000 | 1,000,000 | D |
Remarks
Mr. Mason purchased these put options in order to avoid a forced sale of ETE common units pledged to secure a margin loan pursuant to an agreement with the lender following a margin call on the ETE common units securing this loan.