SEC Form 4/A · accession 0001209191-15-083838
Energy Transfer LP · ET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kelcy L Warren
Director · 10% Owner
Period of report
Dec 4, 2015
Accepted (ET)
Dec 7, 2015 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2,F3 | Dec 4, 2015 | P | 1,181,777 | $15.85 | A | 25,029,997 | D | |
| Common UnitsF1,F4 | Dec 4, 2015 | P | 818,223 | $16.38 | A | 25,848,220 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to correct the transaction date inadvertently reported as 12/9/2015 on the prior filing.
- F2The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $15.14 to $16.13, inclusive. The reporting person undertakes to provide to ETE, any security holder of ETE, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
- F3The reporting person's ownership of an additional 11,924,110 Common Units is a result of a 2-for-1 split of Energy Transfer Equity, L.P. (ETE) that occurred on July 15, 2015.
- F4The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $16.14 to $16.70, inclusive. The reporting person undertakes to provide to ETE, any security holder of ETE, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.