SEC Form 4 · accession 0001209191-15-060124
Energy Transfer LP · ET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelcy L Warren
Director · 10% Owner
Period of report
Jul 7, 2015
Accepted (ET)
Jul 8, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2 | Jul 7, 2015 | P | 245,796 | $62.63 | A | 36,172,702 | I | By: Seven Bridges Holdings, LLC |
| Common UnitsF3,F2 | Jul 7, 2015 | P | 376,604 | $63.40 | A | 36,549,306 | I | By: Seven Bridges Holdings, LLC |
| Common UnitsF4,F2 | Jul 7, 2015 | P | 2,000 | $63.94 | A | 36,551,306 | I | By: Seven Bridges Holdings, LLC |
| Common UnitsF5,F2 | Jul 8, 2015 | P | 375,600 | $62.95 | A | 36,926,906 | I | By: Seven Bridges Holdings, LLC |
| Common UnitsF6 | holding | — | — | — | 3,879,950 | I | By: Kelcy Warren Partners II, LP | |
| Common UnitsF7 | holding | — | — | — | 39,551,100 | I | By: Kelcy Warren Partners, LP | |
| Common UnitsF8 | holding | — | — | — | 300,538 | I | By: LE GP, LLC | |
| Common UnitsF9 | holding | — | — | — | 2,506 | I | By: ET Company, Ltd. | |
| Common UnitsF10 | holding | — | — | — | 42,000 | I | By Spouse | |
| Common Units | holding | — | — | — | 11,924,110 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $61.90 to $62.90, inclusive. The reporting person undertakes to provide to ETE, any security holder of ETE, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
- F10The reported units are held by reporting person's spouse as her separate property. Mr. Warren disclaims beneficial ownership of the reported units.
- F2The reported units are owned directly by Seven Bridges Holdings LLC a limited liability company owned by Mr. Warren which received such units in a pro rata distribution from ETC Holdings LP. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- F3The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $62.91 to $63.84, inclusive. The reporting person undertakes to provide to ETE, any security holder of ETE, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
- F4The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $63.90 to $63.97, inclusive. The reporting person undertakes to provide to ETE, any security holder of ETE, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
- F5The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $62.64 to $63.46, inclusive. The reporting person undertakes to provide to ETE, any security holder of ETE, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
- F6The reported units are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- F7The reported units are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- F8The reported units are owned directly by LE GP, LLC. The reported units represent his estimated pro rata interest in LE GP, LLC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- F9The reported units are owned directly by ET Company Ltd. The reported units represent the estimated pro rata interest of Mr. Warren in ET Company Ltd., including through his interest therein held through Three Dawaco, Inc. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.