SEC Form 4 · accession 0001181431-15-005509
Energy Transfer LP · ET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jamie Welch
Officer — Group Chief Financial Officer · Director
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Mar 31, 2015 | C | 462,000 | $0.00 | A | 462,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class D UnitsF2 | $0.00 | Mar 31, 2015 | C | 231,000 | D | Mar 31, 2015 | Mar 31, 2020 | Common Units | 462,000 | 539,000 | D |
Explanation of responses
- F1231,000 Class D Units automatically converted into 462,000 common units on March 31, 2015.
- F2Reflects two for one split of common units effective January 27, 2014. The remaining 539,000 Class D Units are convertible into 1,078,000 common units.